Compliance Monitoring & Testing (Assurance) - VP
Compliance Monitoring & Testing (Assurance) - VP
Location: London
Our client is seeking a highly skilled and experienced Compliance Monitoring Vice President to join their team in London. This role offers the opportunity to contribute to a responsible and sustainable economy by financing and advising clients according to the highest ethical standards. The successful candidate will manage and deliver high-quality Compliance Reviews/Independent Testing and controls across business lines throughout Europe. This role requires excellent analytical skills, a good understanding of global markets, banking, securities services, or treasury products, and strong people management skills.
What youll do:
1. Contribute to the planning of independent testing and control execution
2. Lead and drive forward allocated program of risk-based thematic, transversal, targeted, and desk-focused Compliance reviews
3. Deliver Independent Testing and Controls within set deadlines
4. Prepare detailed reports outlining key findings and agreed remediating actions
5. Share control results with Compliance and Business stakeholders
6. Analyse submitted evidence by Action Plan Owners for Team Manager(s) acceptance
7. Take ownership of the teams reporting tasks when required
What you bring:
* Professional qualification and prior experience in a Compliance role in controls testing in a financial services environment
* Detailed knowledge of specific Compliance principles and processes in control testing applicability, testing programmes, controls results, and reporting
* Good understanding of global markets, global banking, securities services, or treasury products
* Excellent analytical skills
* Strong people management skills
* Excellent written and oral English skills
What sets this company apart:
Our client is committed to providing an optimal work/life balance with flexible working opportunities. They are proud of their award-winning flexible benefits which include generous holiday allowance, valuable financial plans such as non-contributory pension moved to sustainable investments, life assurance, income protection, and personal accident insurance. They also offer one of the most advanced private medical schemes in the UK, dental cover, wellbeing app, Cognitive Behavioural Therapy support, subsidised gym memberships, bespoke health assessments including genetic testing, Private GP (including digital GP services to parents of employees), and Employee Assistance Programme.
Whats next:
Ready for an exciting new challenge? Apply now!
Apply Today by clicking on the link!
Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates.
J-18808-Ljbffr