Compliance Assurance, Monitoring and Testing
Our client is seeking a dedicated professional for the role of Compliance Assurance, Monitoring and Testing. This role offers an exciting opportunity to contribute to a comprehensive risk-based assurance programme across banking and securities business activities in London and the EMEA region. This role requires collaboration with other Compliance Departments and engagement with all business and operational areas.
What you'll do:
* Leading, managing and owning technically complex reviews of the London and EMEA business areas
* Scoping reviews and developing test programmes
* Tracking, managing and taking ownership of the remediation of compliance issues
* Regularly meeting with key business stakeholders to identify key risk areas
* Contributing to quarterly and annual risk assessments
* Working directly with off-shored teams to manage the quality of their output
* Guiding, managing and developing off-shored staff as allocated
* Coaching, supporting and training junior members of the team
What you bring:
* Strong relationship management skills, including with senior stakeholders
* Effective time management skills with the ability to produce high-quality output under tight deadlines
* Problem-solving, analysis and reporting skills
* Ability to exercise sound judgement, balance risk and practicality to determine appropriate actions/solutions
* Excellent presentation and interpersonal skills - ability to communicate clearly both in person and in writing
* Good understanding of Investment Banking and Markets risks and regulations
About the job
Contract Type: Permanent
Focus: Compliance
Workplace Type: Hybrid
Experience Level: Associate
Location: London
Specialism: Risk & Compliance
Industry: Financial Services
Salary: Negotiable
Job Reference: WY350K-79EFD2B0
Date posted: 11 November 2024
Consultant: James Kelly
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