Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance test planning, processes and controls design assessments, controls operating effectiveness testing, transactional testing, surveillance systems, and reporting activities · Strong interpersonal skills with the ability to both work independently and collaboratively and with people at all levels of the organization · Advanced analytical skills · Intermediate knowledge and understanding of securities/banking rules, regulations, by-laws, policies and procedures · French would be an advantage · Degree educated or equivalent