Specialist Risk & Compliance Recruiter | Associate Director at Change Recruitment
Compliance Manager - Edinburgh City Centre - Hybrid working
Change are partnering with one of Edinburgh's vibrant Financial Services firms who are looking to recruit an experienced Compliance Manager.
The role of the Compliance Manager is to support the Head of Risk and Compliance in performing compliance oversight to the business. The team takes ownership of many critical compliance and oversight tasks, together with involvement in projects, training, and liaison with regulators and clients.
Key Responsibilities:
Compliance
1. Assist in regulatory horizon scanning, impact assessment, interpretation, and implementation of financial services legislation and regulation, where relevant for our business activity.
2. Drafting and updating policies, reports, and similar documents.
3. Design and delivery of regulatory training.
4. Production of accurate monitoring reports and ensure any issues identified from monitoring activities are addressed in a timely manner. This includes maintaining appropriate records of all monitoring activity.
5. Prepare periodic FCA regulatory reporting requirements.
6. Work with the Risk team in relation to compliance matters, assisting with the resolution of risk events.
7. Prepare and provide regulatory advice to the business and deal with ad-hoc regulatory queries.
8. Day-to-day support to business with provision of due diligence on suppliers, clients, and customers financial crime monitoring, anti-money laundering activity.
9. Involvement with change projects to ensure regulatory compliance.
10. Ensure prompt escalation of significant compliance issues.
11. Assist in developing and implementing an effective risk and compliance-aware culture throughout the business.
12. Oversee complaints handling.
13. Support and lead regular reviews of the business units, key business processes, and the activities to ensure continued adherence to and effective implementation of policies and procedures.
14. Contribute to the development of high-quality procedures by identifying areas of weakness and making suggestions for improvement, incorporating both regulatory and risk management aspects.
Governance
1. Assist in the Preparation of documents for the Risk Committee and Audit & Risk Committee and assist in the running of these critical committees.
Our client is seeking a Compliance background, knowledge of applicable risk management practices and ideally some experience within Financial Crime and AML.
Apply online!
Seniority level: Mid-Senior level
Employment type: Full-time
Job function: Consulting, Quality Assurance, and Other
Industries: Financial Services, Investment Management, and Funds and Trusts
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