Purpose : Monitor compliance to assess business and TPAs adherence to regulatory standards and requirements. Work with established processes within the business & clientele, to manage risk and consumer duty requirements. Liase internally to review & improve processes. Duties & Responsibilities: Work with the Compliance Monitoring Manager to develop, maintain & deliver the second line monitoring plan. (CMP) Implement and manage second line reviews, in line with regulatory and conduct risk topics outlined in the CMP. Run compliance monitoring on all FCA regulated activities within the business and TPAs. Produce individual reports and the quarterly CMP report. Liase with Head of Risk & Compliance (HoRC) to periodically review the CMP. Full job description is available upon request. Conduct Requirements You must act with integrity. You must act with due care, skill and diligence. You must be open and cooperative with the FCA and other regulators. You must pay due regard to the interests of customers and treat them fairly. You must observe proper standards of market conduct.