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Head of Governance (Audit, Risk and Compliance) at Morgan McKinley
Principal Accountabilities:
1. Ensure that each audit is effectively planned, coordinated, executed and reported upon. This includes designing audits to assure the adequacy and effectiveness of internal controls, verifying compliance with corporate policies and procedures, and providing recommendations to enhance efficiencies and/or reduce cost.
2. Effectively manage and drive concurrent projects with ultimate responsibility for the quality and timely execution of the team's deliverables; ensure the team creates accurate, logical, and detailed work-papers clearly describing the work performed, results of testing, and conclusions reached.
3. Prepare and deliver comprehensive written reports detailing the status and results of the audit, internal within GA and external to senior management.
4. Report audit findings to clients and ensure acceptable solutions to mitigate risks are developed. This includes leading discussions with management of the risks and impact to influence and drive action plans.
5. Maintain and promote knowledge of the firms operations, including policies and procedures and any applicable regulatory requirements.
6. Provide ongoing feedback to the project team, including formal, post-project evaluations for each team member. Monitor project status, milestones, and budgets, and ensure that the staff maintains an acceptable level of productivity and quality.
7. Establish and manage positive and collaborative business relationships with GA's clients (auditees) and business partners (e.g., other internal risk management functions) to support effective and efficient risk assessment and audit execution.
Seniority level
Mid-Senior level
Employment type
Full-time
Job function
Accounting/Auditing
Industries
Investment Banking
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