Lead Analyst, Global Regulatory Compliance - London
Are you a passionate Lead Analyst in Global Regulatory Compliance looking to make an impact? Do you want to play a key role in driving our dynamic organization forward? Join us as a Lead Analyst, Global Regulatory Compliance in London and be part of a collaborative global team.
Role Responsibilities:
1. Fulfillment and coordination of responses and on-site visits for examinations and audits for applicable licensed affiliates/subsidiaries regarding the Company’s regulatory, AML, fraud, and consumer protection programs.
2. Fulfillment and coordination of responses and on-site visits for third parties (banking partners) regarding the Company’s AML program.
3. Maintaining the central repository of all materials provided during the scope of an exam, audit, adhoc or due diligence request.
4. Responding to due diligence requests from third parties (Agents, partners) and/or banking partners as submitted by the Regional Compliance teams.
5. Coordination of global regulatory examinations and audits, including relationship management; audit and exam materials; coordinating and preparing responses and timely resolution.
6. Uniformity in presentation of our regulated businesses to auditors and examiners, escalating and communicating findings and violations to senior management.
7. Independently review information provided by various subject matter experts to ensure documentation provided is responsive and timely.
8. Educate subject matter experts regarding audits, exams, licensing, and due diligence requests.
9. Special projects as assigned by the Manager/Sr. Manager or Group Leader of the Global Regulatory Management team.
Role Requirements:
1. 5+ years of relevant experience in complex retail/consumer financial services/payment services organizations or a regulatory agency or law firm involving compliance issues.
2. 5+ years of experience in regulatory oversight, financial compliance, risk-based compliance, exam management, or anti-money laundering compliance.
3. Understanding of retail/commercial financial services products.
4. Understanding of anti-money laundering regulations within the banking/payment services industry.
5. Must have a global perspective and the ability to work closely with the businesses.
6. Team player who works effectively with others to identify and resolve issues.
7. Strong organizational skills - must be multi-task oriented.
8. Strong written and verbal communication skills.
9. Detail oriented.
10. Bachelor's degree or equivalent work experience required.
11. CAMS/CFCS certification preferred.
12. Written and spoken fluency in English.
Benefits:
You will also have access to short-term incentives, multiple health insurance options, accident and life insurance, and access to best-in-class development platforms. Your United Kingdom specific benefits include:
* 25 days annual leave – plus 8 public holidays.
* Comprehensive life & medical cover – including dependents.
* Contributory pension plan.
We are passionate about diversity. Our commitment is to provide an inclusive culture that celebrates the unique backgrounds and perspectives of our global teams while reflecting the communities we serve.
#J-18808-Ljbffr