Director Compliance Advisory (Prime - Derivatives)
Our client, a Global Bank, is looking for a Director Compliance Advisory (Prime / Derivatives) to join their Compliance Advisory team based in London.
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Responsibilities:
* Act as a senior point of contact for desk heads and senior business heads in the area of coverage, maintaining constructive dialogue and able to challenge while providing expert advice and guidance on a range of compliance and regulatory topics that impact their business.
* Manage compliance projects and/or manage the compliance input into business-wide projects involving other teams or global team members.
* Identify and highlight risks to be presented at forums on governance, conduct, and controls.
* Manage and prepare the compliance contribution, gathering input from others where necessary, for approval processes for new businesses or transactions in the business area of coverage.
* Manage and participate in the assessment of risks and controls for Risk Assessments.
* Provide expert compliance input, identifying risks and risk mitigants, in the area of expertise and on strategic initiatives in the Global Markets business.
Minimum Requirements:
Previous experience within Compliance Advisory is preferred.
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