Fram are partnering with an independent Wealth Management firm based in the Southwest of England. Due to continued growth, they require a Compliance Support Officer to work closely with the Wealth Management Director who holds SMF16/17 responsibilities.
The successful candidate will develop, implement and oversee compliance policies and procedures, manage risk assessments, policy reviews, and provide ongoing support to ensure regulatory excellence.
Key Responsibilities:
* Develop and implement compliance policies and procedures
* Manage risk assessments and policy reviews
* Provide ongoing support to ensure regulatory excellence
This is an exciting opportunity for a motivated individual to join this dynamic team and contribute to the success of the firm.
Estimated salary: £45,000 - £55,000 per annum depending on experience.