Vice President, Compliance & Control
BNY Manchester, United Kingdom
Posted: 3 days ago | Job Type: Hybrid | Permanent | Competitive
At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system, we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities, and people everywhere.
We're seeking a future team member for the role of Vice President, Compliance & Control to join our Compliance team. This role is located in Manchester - hybrid.
In this role, you'll make an impact in the following ways:
* Assists with implementation and overall governance of new Compliance Surveillance AI tool, identifying new issues, process improvements, and offering solutions.
* Strong analytical skills, ability to reconcile large data sets and present data into reporting for senior management.
* Leads testing and refinement of quarterly surveillance lexicon and results for model risk governance.
* Building relationships across lines of businesses and within compliance to assist with the expansion of the compliance surveillance program.
* Development of key metrics and dashboard reporting for system health and participant reconciliation.
* Assists with projects and program tasks intended to enhance Compliance Surveillance and further the team's agenda, including but not limited to technology project tracking, metrics, and KPIs.
* Assist with ad hoc initiatives that enhance the overall Compliance Surveillance Program including performing industry lessons learned, analyzing laws, rules, and regulations in relation to Surveillance requirements, and other projects.
* Drafting documentation and socializing to senior stakeholders when changes are required to policies.
* Liaising with Technology to ensure capture and retention of e-communications and surveillance processes, and other ad hoc requests.
* Addresses high-risk escalations and tracking the escalations to completion.
Our Benefits and Rewards:
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
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