Are you enthusiastic about Environmental, Social & Governance and adherence with Policy/Investment Guidelines? Then you found the right position for you!
As a Vice President within the Data Solutions team, focused on ESG & Investment Compliance Regulations, you will bring intellectual curiosity and entrepreneurial spirit to our fast-paced yet flexible environment. In this dynamic and evolving space, you will be responsible for delivering best in class data solutions to our institutional clients, adapting to evolving regulations and influencing the global regulatory framework that supports our products. You will act as a senior contact for clients covering all items including meetings, adoption of best practice and escalations.
Job responsibilities
1. Reviews European standard rule sets (UCITS, AIFMD, Shareholder Disclosure, ESG)
2. Owns the regional regulatory forums
3. Partners with Global counterparts to define Regulatory Best Practice
4. Defines our global regulatory training objective (interpretation and coding)
5. Interprets prospectus and code rules into Investment Compliance system
6. Leads and supports the on-going development of the analytical products by assisting with research, contributing towards business requirements and supporting business testing
7. Maintains a thorough understanding of industry, market and regulatory developments related to all regulatory reporting, engagement and disclosure requirements for asset owners and asset managers
8. Acts as Global operations lead for the integration oversight and strategic planning for the department's ESG investment guideline reporting process
9. Provides compliance-related guidance and regulatory expertise to clients
10. Partners with Client Service to help change client behaviour where required and acts as senior escalation contact for client relationships
11. Participates in RFPs, attend client service review meetings and calls
Required qualifications, capabilities, and skills
12. Experience in Post Trade Investment Compliance with an expertise in rule interpretation and coding
13. Project management skills
14. Strong knowledge of the UCITS, AIFMD, TCFD, SFDR, along with an overall understanding of regulations relating to pension plans, adviser and mutual funds
15. Knowledge of Global Regulations including. Investment Companies Act of 1940
16. Strong Client Service/Client Management skills
17. Strong financial instrument knowledge including an understanding of Fixed Income, Equity markets and Derivatives exposure calculations including OTC Swaps and currency overlay strategies
18. Experience in working with and communicating to senior investment and compliance professionals
19. Experience with Investment Compliance systems such as TRAC, Charles River
20. Strong analytical and problem-solving skills including taking the initiative to drive change and enhance controls with excellent attention to detail
Preferred qualifications, capabilities, and skills
21. ESG Qualifications