My client is recruiting a Risk and Compliance Officer.
Job role responsibilities include
* Assisting the Senior Managers (SMF role holders) in complying with FCA principles, rules, legislation.
* Delivering compliance awareness training to stakeholders at all levels.
* Maintenance of the Compliance Monitoring Plan, ensuring adequate key risk management.
* Produce management information for the Board of Directors, and business risk committees.
* Assist in maintaining compliance culture.
* Conducting internal second line audits and reporting to stakeholders.
* Co-ordinating the internal audit schedule.
* Maintaining the company's risk register.
* Managing the Incident Management system, including provision of MI to stakeholders.
* Conduct compliance reviews of financial promotions.
* Supporting the DPA Officer with DPA compliance.
Experience and qualifications:
* Minimum 2 years' experience in a similar role.
* Min GCSE Maths and English C/5. A levels/equivalent (preferred).
* Degree in a related subject, and/or professional qualification e.g.: International Compliance Association (beneficial)
Benefits include
1. Competitive salary
2. 5 days Monday-Friday, 37.50 hours per week
3. 25 days holiday plus Bank Holidays, up to 5 service days after eligibility.
4. Pension Scheme (15% employer contribution)
5. Discretionary bonu...