* Company bonus
* Holiday - 25 days per year plus bank holidays
* Increasing to 27 days after 5 years’ service
* Smart Pension scheme
* Phantom share scheme
* Private Medical Insurance
* Salary sacrifice scheme
* Life assurance
The Burford Recruitment Company is proud to partner with our client, a prestigious financial services business in Witney, Oxfordshire, in seeking a skilled and experienced Senior Compliance Assistant. This is an exciting opportunity for a highly motivated professional to play a key role in ensuring that the business complies with regulatory requirements and internal policies in the retail financial services sector.
Key Responsibilities:
1. Assist the Compliance Officer in maintaining effective systems and internal controls to mitigate risks such as client losses, errors, irregularities, or fraud.
2. Monitor business operations to identify weaknesses in internal controls, ensuring prompt remedial action is taken.
3. Keep track of legislative changes and ensure compliance with all regulatory regimes.
4. Assist in identifying, investigating, and resolving rule breaches and ensure compliance with reporting requirements.
5. Provide advice and coaching to employees to support process improvements that align with regulatory standards.
6. Coordinate the handling of client complaints and contribute to the development of internal systems to m...