If you have Retail Investment Product knowledge (Funds, ISAs, Pensions) and looking to start continue a career in Compliance, this could be the role for you
I'm delighted to be partnering with an award winning Investments firm as they hire a Compliance Manager
Compliance experience would be ideal but if you have experience of working in a regulatory environment and keen to make a move into a Compliance focused role, !
Advise the business to help build great investing products that help customers achieve their life goals
Manage relationships throughout the business
Provide compliance oversight of investing products and processes through monitoring and reviews to ensure they work as planned and deliver good customer outcomes
Monitor investment products and services, and provide feedback on how they can be enhanced
Detailed knowledge of retail investment products
2 days in the office, 3 from home
Company shares
Enhanced parental pay & leave
25 days holiday + bank holidays with additional days added with length of service
➡️ Apply or DM James Carter for more info