Our client, an ambitious & growing financial services firm, known for their inclusive & supportive culture, are looking to appoint a dynamic Head of Training & Competence to own, develop and enhance the Supervision Framework to ensure robust oversight of ARs and advisers across the business.
Oversee delivery of all T&C activity in line with relevant T&C handbooks, policies and procedures, evidencing holistic oversight of ARs.
Identify opportunities within firms and advisers to reduce risk and drive positive outcomes for consumers.
Provide accurate and timely FCA data submissions
be a strategic leader that has designed a T&C Scheme, Supervision Framework or AR oversight, in line with FCA expectations;