Compliance Administrator
An opportunity to join AFH Wealth Management, one of the UK's leading independent financial advisory and wealth management firms.
We are looking for individuals who wish to grow with us as a business and support our strong growth plans, with hybrid working. This is a full-time permanent opportunity and in return, you will receive a competitive salary and range of benefits.
Please apply today to register your interest in joining the team.
As our Compliance Administrator, you will typically:
* Assist with the regulated recruitment process, including application, referencing and certification of regulated individuals within the business.
* Support the effective delivery and ongoing monitoring of Training and Competence within the business.
* Support the co-ordination of the training system and assessment construction, including collation of results and exam MI
* Support the adviser bonus process, validating collated information and answering queries
* Collate relevant information pertaining to client rights under data protection legislation
* Complete third-party due diligence to support various compliance processes
* Assist with the allocation of workflow and query management within the department
* Formulate RI contracts and introducer agreements
As part of the role, you will also:
1. ...