Job Description About the Role
As part of our client's 2nd line Compliance function, the Compliance Officer will provide regulatory support and guidance to the business, ensuring a client-outcome focused and compliant culture. This is a key role within the compliance team, responsible for various tasks related to regulatory reporting, financial crime, breach management, data protection and more.
Responsibilities:
Data Protection
Processing Data Subject Access Requests (DSARs) in compliance with relevant regulations.
Breach Management
Logging and investigating breaches, including performing root cause analysis.
Horizon Scanning
Monitoring and reporting on regulatory changes affecting the business.
Financial Crime
Investigating referrals related to financial crime.
Conducting Know Your Customer (KYC) due diligence and investigations.
Financial Promotions
Reviewing and approving marketing materials, websites, and presentations to ensure compliance with regulations.
Regulatory Reporting
Assisting in gathering information in response to requests from the regulator.
Culture
Educating employees on compliance, emphasizing client outcomes, and promoting a compliant cult...