Risk and Compliance Manager
About Herrington Carmichael:
Herrington Carmichael LLP isn't your average law firm. We're an award-winning, Legal 500 ranked team known for our commitment to growth, fostering strong relationships, and our ambitious approach to providing full-service legal guidance for businesses, families, and individuals. We value collaboration and strive for excellence in everything we do.
The Opportunity:
We are seeking to recruit a Risk and Compliance Manager to manage and enhance the firm’s risk and compliance function. This is an exciting opportunity for a proactive individual with a drive for projects that can automate processes, improve efficiency, and advance the function strategically.
Duties and Responsibilities:
General duties include, but are not limited to:
* Providing a best-in-class internal risk and compliance function;
* Leading initiatives to streamline and automate compliance processes for improved efficiency;
* Managing day-to-day tasks delegated by the COLP, COFA, DPO, Complaints/Claims Officer, and MLRO, and maintaining regular liaison with these postholders;
* Overseeing risk and compliance management, with expertise in SRA and FCA compliance models;
* Assisting staff with conduct-related queries (e.g., conflicts) and regulatory reporting;
* Supporting staff with AML queries and ensuring appropriate reporting mechanisms;
* Managing complaints and claims risk;
* Handling practicing certificate renewals;
* Reviewing, monitoring, and updating firm-wide policies and procedures;
* Conducting file verifications and implementing necessary follow-ups;
* Ensuring compliance record-keeping, monitoring, and reporting are robust and effective;
* Running new starter compliance sessions and embedding a culture of compliance best practice;
* Developing and delivering bespoke compliance training for staff;
* Conducting compliance audits and overseeing improvement measures;
* Leading general compliance awareness initiatives.
The Ideal Candidate:
The successful candidate will have a proactive mindset and a passion for driving efficiency through automation and process improvements. Previous experience in a private law firm is highly desirable, and/or a background as a regulatory lawyer—particularly in areas such as financial services regulation or data protection—would be an advantage. This role will work closely alongside our in-house legal counsel, requiring a collaborative and solution-focused approach.
Qualifications and Skills:
* At least five years’ experience in legal risk and compliance management
* Relevant risk or compliance qualifications
* Strong attention to detail and analytical skills
* Clear, concise, and consistent communication skills
* Ability to simplify complex legal principles for a broad audience
* Up-to-date knowledge of risk and compliance requirements in the legal profession
The Perks:
Competitive salary based on experience.
Generous Bonus Scheme
Free car parking for your convenience.
Comprehensive benefits package including a pension, enhanced maternity and paternity pay, 25 days holiday plus an additional day for Christmas closure and Perkbox benefits.
The opportunity to learn and grow within a supportive and dynamic team.
Ready to Make a Difference?
We're looking for someone who is passionate about providing exceptional service, excited to be part of a winning team, and embraces our core values of Growth, Relationships, Ambition, Collaboration, and Excellence. If that sounds like you, send your CV and a cover letter outlining your qualifications to Lara Drijver, Resourcing Operations Manager, at careers@herrington-carmichael.com
Herrington Carmichael is dedicated to fostering a workplace that celebrates diversity and promotes equal opportunities for all, regardless of race, ethnicity, gender, age, sexual orientation, disability, religion, or any other characteristic protected by law. We are committed to fair and transparent recruitment processes. Reasonable adjustments for applicants with disabilities are available upon request. We believe that a diverse and inclusive workforce drives innovation and success.