Trade Surveillance Officer
Brokerage
London
£50K-£60K
The role
* Responsibility to ensure proper implementation of the firm’s automated Market Abuse Surveillance System – currently under progress
* Conduct daily trade surveillance and identify potential STORs
* Ensure that the system remains ‘fit for purpose’ by calibrating parameters
* Work with the firm’s internal resources and external service providers to ensure the operation of a robust MAR surveillance system
* Timely review and closure of alerts. Escalation made where considered appropriate
* Produce meaningful management information
Requirements
Minimum of 4 years of relevant industry experience which should include the use of automated market abuse surveillance system/s