TheCompany:
AhighlycredibleFinancialAdvisory&InvestmentManagementfirmbasedintheCityOfLondon.
TheRole:
This role is a 9 month FTC
TheClientDueDiligenceAssociatewillplayakeyroleinsupportingtheAMLandOnboardingdepartment.
TheClientDueDiligenceAssociatewillensurethatCustomerDueDiligenceandClientPeriodicReviewsareconductedeffectively,fornewcustomersandensurethatthecompanysAnti-FinancialCrimepoliciesandallotherrelevantapplicableregulatoryrequirementsarecompliedwith.
EnsurethatappropriateClientDueDiligence,KYCandAMLchecksarecarriedoutonallnewInvestmentManagementclients/customersinaccordancewithpoliciesandprocedures.
TheClientAssociateDueDiligencewillensurethatappropriateclientdocumentationisissuedtoallnewcustomers.
ProvideadviceandassistancetotheFront-Officeontherelevanton-boardingpoliciesanddocumentationrequirements.
ConductanalysisandduediligenceofreceivedAML/Sanctionscreeningalertsandrecognisehighriskfiles,PEPs,adverseinformation,reputationalriskandothercompliance/financialcrimerisktriggers-undertakeenhancedclientduediligenceonthesefilesandescalatewherenecessary.
TheClientDueDiligenceAssociatewillsupporttheMLROinwideraspectsofKYC,ClientOnboardingandFinancialCrimeprevention,includingAnti-MoneyLaundering(AML),Anti-BriberyandCorruption(ABC),Sanctions,TaxComplianceandCounterTerroristFinancing(CTF).
TheCandidate
PreviousAML/KYC,Clientonboarding/ClientDueDiligenceexperience,preferablywithinaninvestmentmanagementfirm.
SomeexperiencewithJerseybasedclientswouldbehelpful.
ExperienceofworkingwithinaClientOnboarding/Compliance/FinancialCrime/withexposuretoMoneyLaundering,SanctionsandHigh-RiskMarkets.
KnowledgeofEUandUKFinancialServicesRegulation,MiFID,JMLSG;MoneyLaunderingRegulationsQualificationandSkills.
TPBN1_UKTJ