Experience something Brilliantly Different with a career with MUFG Investor Services.
Who are we? In a nutshell, MUFG Investor Services is part of the Mitsubishi UFJ Financial Group family, and we partner with over 480 loyal global investment firms to provide them with administration, assert services, banking, and fund financing.
We’re in 14 global locations and provide an exceptional hub of Brilliantly Different talent to thrive.
#LI-Hybrid
Job Description
* Review and assess screening alerts in the payment system to determine appropriate resolution actions.
* Ensure alerts are handled in compliance with service level agreement, internal policies, regulatory requirements, and industry best practices.
* Document resolution decisions and escalate complex cases as necessary.
* Generate and analyze KPIs related to alert processing efficiency and effectiveness.
* Prepare regular reports on alert resolution trends, team performance, and compliance risks.
* Manage, train, and mentor a team of 2-4 direct reports, fostering a high-performance environment.
* Develop and refine internal procedures to enhance the efficiency of screening alert management.
* Collaborate with stakeholders, including compliance, risk management, and operations teams, to improve alert-handling processes.
* Participate in audits, reviews, and regulatory inquiries as required.
* Hours of work are 12:30pm to 9:00pm
Qualifications
Education Requirements
* Bachelor’s degree in Finance, Business, Law, Risk Management, or a related field.
* Relevant compliance certifications (e.g., CAMS, ICA) are considered an asset.
Work Experience
* Have demonstrable experience in financial crime compliance, sanctions screening, AML, or a related field.
* Experience working with payment screening systems and alert resolution.
* Prior experience managing a team or leading projects is preferred.
Functional/Technical Skills and Knowledge Requirements
* Good understanding of AML and sanctions regulations and their application in payment screening.
* Proficiency in using financial crime compliance tools and payment screening systems.
* Ability to analyze large datasets and generate meaningful KPIs and reports.
* Experience in risk assessment, escalation protocols, and regulatory reporting.
* Good problem-solving and decision-making skills, particularly in high-pressure situations.
* Proficiency in Microsoft Excel, PowerPoint, and other reporting tools.
Additional Information
What’s in it for you to join MUFG Investor Services?
Take a look at our careers site and you’ll find everything you’d expect from a career with the fastest-growing business at one of the world’s largest financial groups. Now take another look. Because it’s how we defy expectations that really defines us. You’ll feel that difference in all kinds of ways. Our vibrant CULTURE. Connected team. Love of innovation, laser client focus, and next-level LEARNING & DEVELOPMENT. Oh, and we really walk the talk when it comes to HYBRID WORKING.
So, why settle for the ordinary? Apply now for a Brilliantly Different career.
We thank all candidates for applying; however, only those proceeding to the interview stage will be contacted.
All your information will be kept confidential according to EEO guidelines.
MUFG is an equal opportunity employer.