TheCompany:
AhighlycredibleFinancialAdvisory&InvestmentManagementfirmbasedintheCityOfLondon.
TheRole:
This role is joining an exciting new team based in Edinburgh.
TheClientDueDiligenceAssociatewillplayakeyroleinsupportingtheAMLandOnboardingdepartment.
TheClientDueDiligenceAssociatewillensurethatCustomerDueDiligenceandClientPeriodicReviewsareconductedeffectively,fornewcustomersandensurethatthecompanysAnti-FinancialCrimepoliciesandallotherrelevantapplicableregulatoryrequirementsarecompliedwith.
EnsurethatappropriateClientDueDiligence,KYCandAMLchecksarecarriedoutonallnewInvestmentManagementclients/customersinaccordancewithpoliciesandprocedures.
TheClientAssociateDueDiligencewillensurethatappropriateclientdocumentationisissuedtoallnewcustomers.
ProvideadviceandassistancetotheFront-Officeontherelevanton-boardingpoliciesanddocumentationrequirements.
ConductanalysisandduediligenceofreceivedAML/Sanctionscreeningalertsandrecognisehighriskfiles,PEPs,adverseinformation,reputationalriskandothercompliance/financialcrimerisktriggers-undertakeenhancedclientduediligenceonthesefilesandescalatewherenecessary.
TheClientDueDiligenceAssociatewillsupporttheMLROinwideraspectsofKYC,ClientOnboardingandFinancialCrimeprevention,includingAnti-MoneyLaundering(AML),Anti-BriberyandCorruption(ABC),Sanctions,TaxComplianceandCounterTerroristFinancing(CTF).
TheCandidate
PreviousAML...