Due to an internal promotion, my client, a leading UK Financial Services company, currently seeks an experienced compliance/regulatory manager to join their Annuities team. Managing a team of 3 regulatory specialists, your duties will include:
* Assessing the impact of changes or new regulations that impact the annuity business
* Identifying process and procedural change required to adhere to regulations and ensuring that the wider operational team is equipped with necessary knowledge
* Providing strategic guidance to the wider team around projects, system requirements, processes, procedures, and client literature to ensure continued compliance
* Making recommendations to senior stakeholders regarding regulatory impact and adherence
* Reviewing current practices to ensure they are fit for purpose
* Handling escalated compliance issues/complaints ensuring a consistently high level of service is provided
* Ensuring your team is fully supported in terms of technical knowledge and providing feedback, guidance, and leadership
Applicants must possess strong compliance/regulatory knowledge especially regarding pensions/retirement (knowledge of annuities advantageous but not a necessity). You will possess outstanding communication skills along with experience in identifying regulatory change that could impact a business and identifying measures required to maintain compliance. Strong stakeholder management experience and the ability to influence and persuade at varying levels.
This is a great opportunity to join one of the UK's leading employers/financial services organisations, offering a fantastic working environment, a generous remuneration package including bonus, pension and medical insurance, hybrid working, and wonderful opportunities for development.
Seniority level
* Mid-Senior level
Employment type
* Full-time
Job function
* Administrative, Customer Service, and Legal
* Pension Funds and Insurance
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