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Regional Compliance Manager, West Midlands
Client: AutoProtect
Location: Field based
Job Category: Other
EU work permit required: Yes
Job Views: 4
Posted: 21.03.2025
Expiry Date: 05.05.2025
Job Description:
The Compliance Team is looking for a Regional Compliance Manager to conduct risk management activities and provide consultancy and training relating to insurance distribution and consumer credit regulated activities across a network of motor dealerships.
Position type: Fixed Term Contract (6 months)
Travel required: Regular UK travel with overnight stays
Work pattern: 35 hours per week, Monday to Friday 9am-5pm (additional may be required)
Reports to: National Operations Manager
The Role
The key responsibilities include:
* Conduct regular deal file audits to identify operational conformance to regulatory procedure
* Assess and validate dealer sales process activities and documentation in line with FCA regulation
* Conduct observation/competence assessments with sales personnel within dealerships
* Provide coaching and training to individuals and small groups on systems and regulatory processes
* Maintain regular contact with the National Operations Manager
* Communicate findings and recommendations effectively, both verbally and in written reports
* Escalate identified risks in line with department processes
* Demonstrate efficiency in diary management and the arrangement and timely completion of compliance audits and reviews
* Provide an interface between Compliance, other departments, and Dealer/Agents
* Attend meetings as required
* Build and maintain relationships with industry partners to maximize compliant performance for both parties
* Communicate at a senior level with confidence and professionalism
* Keep all file records up to date to enable business continuity
* Provide assistance and support to the Compliance team
* Behave in a professional and courteous manner at all times
* Provide accurate time reports as required
* Maintain an accurate and up-to-date knowledge of regulatory issues affecting the Motor Industry
* Other reasonable duties as required.
Skills and Competencies
* Organised and methodical with excellent prioritising and time management skills
* Confident with excellent communication, coaching, and facilitation skills
* Ability to build effective relationships with line managers, colleagues, and clients
* Problem solving, decision making, and project management skills
* Analytical and investigative
* Resilient with the ability to work under pressure
* Self-motivated
* Team player
* Adaptable/flexible
Essential Knowledge and Experience
* Experience of FCA regulation and processes pertaining to insurance distribution and consumer credit
* Knowledge of finance and insurance activities in the motor dealership process and documentation
* Full clean UK Driving Licence required.
Preferred
* Knowledge of AutoProcess and iComply systems
* Experience of risk assessment and remedial action planning and monitoring
* Knowledge in the motor dealership process and documentation
Unfortunately, we are unable to provide sponsorship for work permits. Please only apply if you have the right to work in the UK.
Join the AutoProtect Group and Shape the Future
Are you ready to be part of an innovative company that's transforming the automotive industry? At AutoProtect Group, we are dedicated to providing products, platforms, and services that empower vehicle retailers, manufacturers, finance lenders, and brokers. Our solutions simplify operations and boost profitability, while our award-winning customer service ensures a smooth experience for users.
Our diverse business includes four key branches:
* AutoProtect: Recognised for its outstanding warranties and value-added insurance products.
* Shine!: Our expert, BSI Kitemark and carbon neutral mobile vehicle repair network.
* DealTrak: A cutting-edge software platform connecting automotive finance providers with their customers.
* iComply: Specialised compliance consultancy serving the automotive sector.
We offer our products directly to consumers through online sales channels, ensuring affordability and accessibility. With an agile, efficient team, we're well-positioned to respond to market demands and introduce new products when the time is right. Our mission is to sustain our impressive growth for years to come, and we invite you to be a part of our journey.
iComply Online is a compliance consultancy and auditing firm specialising in FCA regulation within the automotive industry. Working both independently and as a valued part of AutoProtect Group, iComply supports our clients in the drive for positive culture, conduct, and compliance in regulated activities.
Discover our vision and values at Careers - Our Vision (autoprotect.co.uk) and get an insider’s view of life at AutoProtect Group on our LinkedIn Life page.
Ready to make your mark?
Apply now by sending your CV to: [emailprotected] and join us in driving innovation and success in the automotive industry!
Please note we are not working with agencies at this time.
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