Develop compliance policies and procedures, manage risk assessments, policy reviews, and provide regulatory support to ensure excellence in Wealth Management.
Key Responsibilities:
* Develop and implement compliance policies and procedures
* Manage risk assessments and policy reviews
* Provide regulatory support to the Wealth Management Director
Requirements:
* Experience in Compliance or a related field
* Strong understanding of regulatory requirements
* Excellent communication and organizational skills
About the Company:
* Independent Wealth Management firm based in Southwest Devon
* Continued growth and expansion