Vice President, Compliance Advisory - US Regulations
Our client, a Global Bank, is looking for a VP Compliance Advisory to join their Compliance Advisory team based in London.
Responsibilities:
* Carry out the day-to-day management of US related regulatory tasks.
* Provide support and delegation to the Head of Advisory as necessary.
* Assist in the development of the US Regulation Compliance framework across all relevant business lines operating in EMEA. This includes uplift of CFTC/NFA and SEC programmes and monitoring of adherence to the programme by impacted departments.
* Provide proactive advice, guidance, and challenge to the businesses in regulatory compliance matters with a particular focus on US regulatory related matters (including but not limited to identification of risk, escalation, and management).
* Work closely with the Regulatory Change Team (who lead on providing advice and guidance on regulatory developments which are in the upstream/implementation phase) for example in drafting and updating policies, procedures, and developing and delivering training.
Must have previous experience with US Regulations and Markets Compliance Advisory.
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