Competitive Salary
Monday-Friday 8.30am-5.00pm (will consider hybrid after training - 2 days @ home)
Up to 35 days holiday, including Bank Holidays
As Compliance Officer you will support the Head of Compliance in the provision of timely and accurate regulatory and industry advice to the business, regular risk reporting and second line compliance monitoring over key controls and risks to the business.
Duties:
1. Support the Head of Compliance in the timely delivery of monthly and quarterly compliance reports to the business.
2. Act as lead in compliance monitoring including customer journey reviews, second line monitoring and key risk/control reviews.
3. Take ownership for the timely delivery of responses to client audits and information requests.
4. Logging and documenting events, their potential impacts and key considerations.
5. Provide support and assistance in the performance of regulatory Gap Analysis.
6. Provide support to the Head of Compliance with performance of advisory activities.
7. Support the Head of Compliance with the collation of accurate information to meet regulatory reporting requirements.
8. Provide SM...