COMPLIANCE ONBOARDING ANALYST
LONDON - TOP FX FIRM WITH A GLOBAL REACH
HYBRID
1 YEAR FIXED TERM CONTRACT
£50,000 - £55,000
Our client, a global foreign exchange provider are seeking a Compliance Analyst to join their team in its centrally located London office, with a state of the art on site gym.
The Compliance Analyst will play a pivotal role in enhancing the onboarding program to meet the regulatory requirements of the clients different entities and must have a solid understanding of corporate onboarding.
Compliance Onboarding Analyst - Key Responsibilities will include:
Financial Crime / AML Globally
* Senior Compliance Analyst for all Financial crime and AML related matters
* Support the Deputy Head of Compliance in all areas of Financial crime and AML;
* Assist the junior members of the Financial Crime, where required
* To liaise with front office staff where applicable, to encourage an understanding of client risk;
* Investigate all positive alerts incl. PEP, sanctions and adverse media
* Advise on high risk accounts incl. money service businesses and make a decision whether to escalate to the EDD team;
* Identifying potential conflicts issues and escalating them to line manager;
* Dealing with the Firm's higher risk CDD issues, particularly in relation to companies and trusts;
* Carrying out risk assessments at client inception and when CDD records are updated. This includes screening of legal entities, controllers, UBOs to identify any positive PEP/Sanction/adverse media matches;
* Carrying out research on the source of wealth and funds of new clients;
* Produce detailed reports with recommendations based on these findings;
* Contribute to the continuing development, preparation and maintenance of the compliance and financial crime policies and procedures;
* Respond to compliance questions and requests from other departments;
* Authorising third party payments relationships and incoming funds, when required
* Assisting AML training to support staff and new joiners
* Ensure CPD/personal development is maintained
Compliance Onboarding Analyst - What we are looking for
* Wide financial crime exposure to global AML and FC;
* Experience of dealing with high risk accounts
* Previous experience of working within in a similar, regulated industry;
* Previous experience in managing complex AML/FC projects
* Demonstrated experience in managing AML/FC issues across jurisdictions and multiple legal entities
* Demonstrates professional acumen, integrity, discretion, credibility, resilience & trustworthiness;
* Able to support the team with integrity and create a work team environment;
* Self-motivated;
* Excellent all-round communication skills;
* Good organisational skills, able to multi-task;
* Must display exceptional attention to detail;
* Able to work on own initiative;
* Able to build positive and respectful relationships across the organisation.
Compliance Onboarding Analyst - What's in it for you?
* Competitive salary + discretionary bonus
* Private healthcare;
* Pension scheme;
* Free on site state of the art Gym;
* A great working environment;
* The opportunity to develop your skills within a growing company.