Our client seeks a Dealing Technician to join their Investment Operations Department.
Role Profile:
The successful individual will have an important role to play within the Portfolio Bond Dealing Team, contributing to the placement of over 100,000 trades per year totaling over £3bn, ensuring all work is done within the service level agreement and to an exceptional degree of accuracy. Reporting to the Dealing Manager.
Key Responsibilities:
* Process high value/risk dealing instructions across all asset types for the personalised portfolio bonds, in line with service standards and to an exceptional degree of accuracy.
* Investigate and analyse the cause of dealing errors suggesting applicable changes to process or controls.
* Handle any complex/technical enquiries received.
* Provide training to new members of the team using the training and accreditation process, becoming a mentor throughout their development.
* Accurate and timely authorisation of trades up to a value of £500k.
* SME with all investment related tasks providing guidance for colleagues where required, including internal and external audit. This would include any projects/development/testing as and when required.
* Management & maintenance of system controls/regional dealing rules to ensure regulatory compliance.
* Production of MI as required, used for various senior management committees.
Key Skills and Experience:
* Hold or working towards the CISI Introduction to Securities & Investments; or IOC qualification.
* Minimum of 3 years' experience in a dealing or investments based role, ideally within the life assurance industry.
* A significant understanding of investments.
* 5 GCSE's grades A-C or equivalent, including English and Maths.
* High level of accuracy.
* Proven ability to work to deadlines in a high pressurised environment.
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