Job Description
Due to an internal promotion my client, a leading UK Financial Services company currently seek an experienced compliance / regulatory manager to join their Annuities team. Managing a team of 3 regulatory specialists your duties will include:
* Assessing the impact of changes or new regulations that impact the annuity business
* Identifying process and procedural change required to adhere to regulations and ensuring that the wider operational team are equipped with necessary knowledge
* Providing strategic guidance to the the wider team around projects, system requirements, processes, procedures and client literature to ensure continued compliance
* Making recommendations to senior stakeholders regarding regulatory impact and adherence
* Reviewing current practices to ensure they are fit for purpose
* Handling escalated compliance issues / complaints ensuring a consistently high level of service is provided
* Ensuring your team is fully supported in terms of technical knowledge and providing feedback, guidance and leadership
Applicants must possess strong compliance / regulatory knowledge especially regarding pensions / retirement (knowledge of annuities advantageous but not a necessity). You will possess outstanding communication skills along with experience in identifying regulatory change that could impact a business and identifying measures required to ...