* Office based
* Central Wokingham (no parking at the office)
Our prestigious client is seeking an experienced Risk & Compliance Officer who has previously worked in a law firm. This role offers an exciting opportunity for a highly organised individual who is passionate about risk management, ethical behaviours, and customer service. In this role you will be responsible for ensuring our client is compliant in all aspects of regulatory and legal requirements. The successful candidate will assist management and staff to identify and manage regulatory risks.
Your role:
1. Provide support and on-going assistance to the COLP; COFA; MLRO and DPO in their daily compliance activities.
2. Ensure compliance at all times with government and SRA regulations and investigate any irregularities.
3. Monitor compliance - ensure that CI complies with legal and ethical guidelines.
4.