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Job Title: Compliance Manager
Responsibilities:
* Assist business teams in following compliance rules when creating or updating products and services.
* Assist with key projects that support the company’s growth plans.
* Review and approve marketing materials and promotions, working closely with the Marketing team and meeting agreed deadlines.
* Provide practical advice to managers and project teams on handling regulatory issues and set clear steps to address them.
* Deliver compliance training to ensure employees understand and follow new and existing rules.
* Manage the Compliance Mailbox by responding to regulatory questions from the business.
* Stay informed about FCA/PRA requirements and how they affect the business.
* Promote a culture focused on Conduct Risk and positive Customer Outcomes.
* Understand how Conduct Risk, Treating Customers Fairly, Consumer Duty, Risk Management, and Solvency II relate to the role and suggest improvements when needed.
Seniority Level:
Associate
Employment Type:
Full-time
Job Function:
Other
Referrals increase your chances of interviewing at Lutine Bell by 2x.
Location: London Area, United Kingdom
Base Pay Range:
£90,000 - £100,000
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