Compliance Executive
Hours: Full-Time, Monday-Friday
Subsidised gym membership
Subsidised parking and travel
Central and modern offices
Discounted dining at selected venues
Pizza Fridays and free fresh fruit
Our client is a specialist conveyancing firm, with offices in Gloucestershire and London. Their goal is to make your sale or purchase as smooth as possible. They are revolutionising the customer experience with ground-breaking technology, industry leading expertise, and market leading customer care. They maintain a creative, highly positive working culture for staff, offering an excellent office environment, plenty of staff social events, alongside personal development opportunities.
They are now looking for a detail-oriented Compliance Executive with a passion for excellence and best practice to join their team. The role will involve working closely with the Compliance Officer to ensure robust compliance with our regulatory obligations and support the day-to-day administration of the compliance function.
Anti-Money Laundering - assisting with implementing and conducting Know Your Customer (KYC) checks.
Assisting with the completion of file reviews and any other compliance checks, reporting the results to the Compliance Officer.
Compliance policies – assisting with maintaining, implementing, and keeping up to date, the firm’s compliance polices.
Organising and assisting with the delivery of online Compliance training.
Maintain accurate records of compliance activities, including KYC, conflict checks, AML funding checks and counterparties sanctions checks, to ensure audit readiness.
Maintaining the Firm’s Portals under the supervision of the Compliance Officer – Lender Panels, HMCTS, Land Registry.
Ad-hoc compliance research tasks and any other duties as requested by the Compliance Team.
Previous experience in a compliance role in the legal sector is desirable.
Strong knowledge of MS Office, including Word, Excel and Outlook.