We are seeking a highly motivated Compliance Advisory Analyst to join a trading company. This role involves providing expert compliance advice to front office and internal stakeholders, ensuring adherence to regulatory requirements, and conducting compliance training sessions.
Responsibilities:
* Provide real-time compliance advice to front office and internal stakeholders on regulatory matters.
* Monitor trading activities to ensure compliance with relevant regulations and internal policies.
* Develop and deliver comprehensive compliance training programs for employees.
* Stay updated on regulatory changes and communicate their impact to the trading team.
* Collaborate with other departments to ensure a cohesive approach to compliance.
* Conduct regular compliance reviews and audits to identify and mitigate risks.
* Prepare and submit compliance reports to senior management and regulatory bodies as required.
Requirements:
* Proven experience in regulatory compliance, preferably within a trading or financial services environment.
* Strong understanding of financial markets and trading activities.
* Excellent communication and interpersonal skills.
* Ability to work effectively in a fast-paced, front-office environment.
* Detail-oriented with strong analytical and problem-solving skills.
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