Responsibilities
:
1. Assisting team members with the review and analysis of surveillance alerts and/or reports relating to firm, employee and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately.
2. Gathering and analyzing trade data to assist in the Firm's response to inquiries received fromernmental and exchange regulatory bodies. Supporting thepliance group in evaluating surveillance results for potential problems,municating surveillance findings to management in a clear and concise manner as well as interacting with legal and otherpliance personnel.
3. Responding to inquiries or requests from internal partners ( IRCM Assurance, Internal Audit, and Legal).
4. Other responsibilities include handling telephone hotlines and performing data entry.
5. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by drivingpliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
6. Additional duties as assigned.
Qualifications:
7. Previous relevant experience preferred
8. Some knowledge ofpliance laws, rules, regulations, risks and typologies
9. Excellent written and verbalmunication skills
10. Must be a self-starter, flexible, innovative and adaptive
11. Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
12. Strong project management and organizational skills and capability to handle multiple projects at one time
13. Proficient in MS Office applications (Excel, Word, PowerPoint)
14. Some knowledge ofpliance laws, rules, regulations, risks and typologies
15. Some knowledge in area of focus
Education:
16. Bachelor's degree; or proven experience in a financial services firm, regulatory organization, or legal/consulting firm, or abination thereof ; Advanced degree preferred
What we Offer:
We work hard to have a positive financial and social impact on themunities we serve. In turn, we put our employees first and provide the best-in-class benefits they need to be well, live well and save well.
We'll provide you with the resources to meet your unique needs, empower you to make healthy decisions, and allow you to choose which benefits suit you and your personal life best.
Visit our Global Benefits page to learn more.
Highlights to our core benefits include:
17. Award winning pension
18. On-site health services
19. Private medical insurance packages to suit your personal circumstances
20. Paid parental leave
21. Generous holiday allowance starting at 27 Days plus bank holidays; increasing with tenure
Citi Belfast also champions diversity within our workforce, which helps us be well and live well together. We have over 40 different nationalities in our Northern Ireland offices, are a vocal supporter of LGBTQ+ rights, and are proud to have 47% of our leadership team made up of individuals who identify as women.
We encourage and lead inclusivity through our Pride, Disability, Multicultural, Families Matter, and Women affinity networks that are run by and for, Citi Belfast colleagues; providing them with the support they need in their personal and professional journeys and supplying them with the tools to help educate colleagues on all things related to each network to help us work better together.
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Job Family Group: Job Family:
Surveillance------------------------------------------------------
Time Type:
Full time------------------------------------------------------
Citi is an equal opportunity and affirmative action employer.
Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
Citigroup Inc. and its subsidiaries ("Citi") invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable amodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi .
View the " EEO is the Law " poster. View the EEO is the Law Supplement .
View the EEO Policy Statement .
View the Pay Transparency Posting
Job ID 24765250