Job Description
Compliance Generalist
Boutique Investment Bank
Location: London
Contract Term: 6-9 months (Immediate start needed - 2 weeks notice or less)
Salary: £80k-£95k Pro Rata
About the Role:
A well-established financial services firm specialising in corporate finance and investment advisory is seeking a Compliance Generalist to support the enhancement of its compliance framework. The ideal candidate will have experience working within regulated financial services, particularly in corporate finance or investment firms.
Key Responsibilities:
1. Review and update policies and procedures to ensure compliance with FCA regulations.
2. Enhance and implement a robust compliance monitoring framework.
3. Conduct regular compliance reviews and risk assessments.
4. Identify regulatory gaps and implement necessary controls and improvements.
5. Provide guidance and training to internal teams on compliance best practices.
6. Support transaction monitoring, due diligence, and client onboarding processes.
7. Oversee regulatory reporting and liaise with relevant authorities.
8. Ensure adherence to AML, KYC, and financial crime prevention measures.
9. Assist in internal audits, compliance investigations, and remediatio...