THE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC. THE RESPONSIBILITIES: Best execution outlier monitoring and improvements (using LiquidMetrix) Investigating Market Abuse escalations (we outsource the initial case load) Bloomberg Vault Comms monitoring & escalation point Committee MI on Market Abuse Market Soundings and gatekeeper processes Regulatory disclosures - major shareholding, takeover panel, short positions Fund Manager Change in Control checks PA dealing and gifts & hospitality approvals Broker take-on process Compliance Monitoring thematic reviews as required Project work as required Supporting on investment guidelines daily work and projects as required EXPERIENCE REQUIRED: Number of years in asset management or other comparable financial services roles Strong written communication skills and experience of report and policy writing Technical and practical expertise of fund regulations and their application Knowledge of the products offered by the firm and the importance of being a regulated firm as applicable to the role is expected A good understanding of the FCA’s Senior Managers and Certification Regime and how it applies to the role An understanding of the rules, regulations, policies and procedures as set out in the Compliance Manual For further information please contact Duncan Jeffery