Head of Operations - Regulatory Reporting
This is an exciting opportunity for an experienced senior professional to lead and oversee back-office operations for a regulated futures broking business. With increasing regulatory expectations, you will drive the development and enhancement of back-office controls and oversight processes within an integrated framework.
Responsibilities:
* Lead and manage back-office operations for the regulated broking entity.
* Conduct risk-based assessments to identify operational and regulatory risks, implementing effective controls, processes, and policies to mitigate them.
* Work closely with legal and compliance teams to enhance controls and investigate any failures.
* Liaise with regulators in the UK, US, and Singapore, ensuring business initiatives meet regulatory approval.
* Manage relationships with internal teams and external third parties for operational due diligence.
* Monitor broking transactions to detect potential market abuse or integrity issues, ensuring thorough analysis and documentation.
* Identify and escalate concerns related to regulatory rules such as MAR, MiFID II, and company policies.
* Contribute to improving surveillance controls and developing new monitoring tools, reports, and procedures.
* Ensure brokers and relevant teams understand and comply with regulatory obligations.
If you believe your experience meets the criteria of the above, please apply with a copy of your CV.