Compliance Officer - Hedge Fund
One Ten Associates London, United Kingdom
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Posted over 1 year ago Permanent £100k - £140k
We are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer.
This role will be generalised, duties include:
* Provide regulatory advice to the trading teams across multiple asset classes (Equities, Fixed Income, Derivatives)
* Provide advice on regulatory rules (FCA, SEC, NFA and CFTC)
* Compliance monitoring and surveillance (market abuse, best execution)
* Regulatory reporting/filings (UK and US)
The ideal candidate will have:
* Circa 5-8+ years experience within a hedge fund, prop trader or investment bank
* Experience of providing regulatory advice to trading/investment teams
* If from an Investment Bank, ideally from a trading floor compliance advisory role
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