Coopman Search and Selection are delighted to partner with a UK headquartered alternative investment manager, who are looking hire a Compliance Associate to cover financial promotions/marketing compliance on a part time basis and can offer remote working for the right person.
As a Financial Promotions/marketing specialist, you will play a critical role in ensuring that all marketing materials and communications align with regulatory standards and best practices. You will work within a small team collaborating across the business to review and approve financial promotions.
Key Responsibilities:
* Review, analyse, and approve financial promotions and marketing content, ensuring compliance with FCA regulations and other applicable guidelines.
* Provide expert advice to marketing and investment teams on compliance matters related to financial promotions.
* Monitor changes in regulatory requirements and ensure timely updates to internal policies and practices.
* Maintain thorough documentation of reviews and approvals for regulatory audits and internal records.
* Assist in the development and implementation of compliance training for staff..
Experience Required:
* 3+ years marketing/financial promotions compliance experience, ideally within an asset manager
* Strong understanding of FCA rules and guidance concerning financial promotions.
* Proven ability to work independently and manage priorities in a fast-paced environment.
* A meticulous attention to detail and an ability to identify and address compliance risks.
For a confidential discussion or for further information, please get in touch with chris.wood@coopman.uk
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