Job Description
London, 3 days per week in the office. 2 from home.
Why do I love this client so much? The people and culture! A global asset management firm are looking to hire a Head of Compliance Advisory to cover a 12 month maternity leave.
You’ll be covering both their traditional and alternative asset business’ advising on regulatory topics such as Market Abuse, Client Money, Best Execution, Cost and Charges and Transaction reporting. You’ll be overseeing a team of 5.
To find our more, please apply with your CV to Your CV must highlight the following experience:
* Knowledge of the following investment strategies: fixed income, equities, multi-asset, alternatives.
* Sound knowledge of most of the following: Conduct, Market Abuse, CASS, Best Execution, Cost and Charges and ESG.
* People management