Job Description
THE COMPANY:
An exciting opportunity has arisen with a rapidly growing commodity broker based in the City. The position will oversee a small team and will be instrumental with developing the compliance culture as the business grows.
RESPONSIBILITIES:
* To ensure the business is aware of the regulatory risks it faces and mitigates against them
* Manage stakeholder relationships and advise the Board on regulatory matters.
* Develop the regulatory culture to maintain the compliance requirements across the business
* To notify, liaise and communicate effectively and promptly with the FCA and other regulatory authorities.
* Responsible for the oversight of all compliance matters and ensuring full compliance with all relevant parties, FCA, ICE and CME regulations.
* Build out and implementation of a proportionate Compliance Infrastructure
* To manage the Compliance team
REQUIREMENTS:
* Experience of working in a senior level/Head of Compliance position within a derivatives brokerage.
* Knowledge of commodities
* Having held the SMF16/17 functions before would be seen as beneficial.
For further information please contact Marcus Courtney