Job Description
The Compliance Manager will support the firm’s clients and business lines by implementing and maintaining a strong risk and compliance framework. Based in London, this role involves oversight of AML/ATF/APF compliance, regulatory reporting, training, and day-to-day monitoring activities. The Manager will contribute to group-wide compliance initiatives and help foster a culture of compliance across the organization.
Key Responsibilities
* Maintain and enhance the firm’s compliance and risk framework with a focus on AML/ATF/APF.
* Review KYC documentation for clients/investors of varying risk levels, including PEPs.
* Conduct staff training on regulatory requirements and internal procedures.
* Prepare AMLCO/MLRO reports and quarterly board updates.
* Investigate suspicious activities and prepare regulatory filings where necessary.
* Monitor client activity and oversee sanctions screening and audit processes.
* Support the development of regulatory IT solutions and implement corrective actions.
* Keep up to date with relevant legislation and ensure internal compliance processes remain aligned.
* Provide AML Officer services to fund/entity clients as needed.
Managerial & Team Duties
1. Assess team resources, support recruitment and onboarding, and conduct performance reviews.
2. Con...