In this role, you will be responsible for the compliance assurance and testing programme across banking the firms and securities business under a dual-hat arrangement. Under this arrangement, you will act and make decisions on behalf of both the bank and the securities business, subject to the same remit and level of authority, and irrespective of the entity which employs you. You will be expected to contribute to the overall compliance assurance and testing framework by: Leading, managing and owning technically complex, well-articulated and comprehensive reviews of the London and EMEA business areas to provide assurance over compliance and conduct risks to key stakeholders Scoping reviews and developing test programmes Tracking, managing and taking ownership of the remediation of compliance issues by working with relevant business stakeholders Regularly meeting with and engaging with key business stakeholders in order to identify key risk areas and building/maintaining strong relationships with key stakeholders Contributing to the quarterly and annual risk assessments Working directly with off-shored teams to manage the quality of their output and the delivery of assigned work Guiding, managing and developing off-shored staff as allocated Coaching, supporting and training junior members of the team Providing support to both the Bank and Securities Head Offices Working in collaboration with the First Line to support their assurance programme Providing regular MI for management and Head Office Assisting in the creation and delivery of the department’s Assurance Plan by identifying key areas of focus for reviews, Identifying compliance and conduct risk topics and communicating to the team, division and senior management on any industry updates. Supporting and expanding the use of the internal data analytics system to drive testing efficiencies Actively participating in current CTQA projects and wider initiatives such as data analytics, compliance framework implementation, risk rollout in EMEA and globally Representing Core Compliance at relevant committees and forums across the Bankand Securities Supporting the build out of the CTQA’s presence in EMEA Other ad-hoc tasks as requested by management Direct Reports: None You will be expected to perform your responsibilities under the supervision of, and reporting to, a line manager. You will be expected to ensure that your line manager is fully aware at all times of your activities and to escalate any issues to the line manager or the Head of Department. You may be expected to provide some form of line management for junior members of the team as and when required. You will be expected to perform direct oversight, on the job training and guidance to any off-shored staff as allocated to you.