Job Description
The Compliance Team are looking for a Regional Compliance Manager to join the team to conduct risk management activities and provide consultancy and training relating to insurance distribution and consumer credit regulated activities across a network of motor dealerships.
Position type: Fixed Term Contract (6 months)
Location: Field based
Travel required: Regular UK travel with overnight stays
Work pattern: 35 hours per week, Monday to Friday 9am-5pm (additional may be required)
Reports to: National Operations Manager
The role
The key responsibilities you could be looking after include:
1. Conduct regular deal file audits to identify operational conformance to regulatory procedure
2. Assess and validate dealer sales process activities and documentation in line with FCA regulation
3. Conduct observation / competence assessments with sales personnel within dealerships
4. Provide coaching and training to individuals and small groups on systems and regulatory process
5. Maintain regular contact with the National Operations Manager
6. Communicate findings and recommendations effectively, both verbally and by written report
7. Escalate identified risk in line with department process
8. De...