Job Title: Compliance Manager Salary: 50-100k depending on experience Location: London Job Type: Hybrid, 3 days in office About the Company Our client is a leading global investment management firm specializing in real assets and real estate. With a robust portfolio of investments across diverse markets, the firm is committed to maintaining the highest standards of compliance, governance, and risk management. Role Overview The Compliance Manager will play a key role in ensuring the company’s adherence to all relevant regulatory requirements, with a particular focus on Anti-Money Laundering (AML), Know Your Customer (KYC), and risk assessments. The ideal candidate will have a proven track record in compliance, with experience gained within a law firm and a real assets-focused investment management company. Key Responsibilities AML Compliance: Develop, implement, and manage the firm’s AML policies and procedures to ensure compliance with applicable laws and regulations. Conduct ongoing monitoring and analysis of transactions to detect potential money laundering activities. Provide training to staff on AML compliance and ensure awareness across the organization. KYC and Client Onboarding: Oversee the client onboarding process, ensuring robust KYC procedures are in place to verify the identity and risk profile of clients. Conduct enhanced due diligence (EDD) for high-risk clients and escalate concerns as necessary. Regularly update and review KYC documentation to ensure compliance with evolving regulatory standards. Risk Assessments and Monitoring: Perform comprehensive risk assessments of the firm’s compliance frameworks, identifying and mitigating potential risks. Maintain an ongoing risk monitoring program, ensuring appropriate controls are in place for managing compliance risks. Collaborate with internal stakeholders to address identified compliance risks and implement corrective measures. Regulatory Reporting and Liaison: Prepare and submit reports to regulatory authorities as required. Serve as the primary point of contact for regulatory bodies and manage external audits related to compliance. Policy Development and Updates: Develop and maintain compliance policies and procedures, ensuring they align with industry best practices and regulatory changes. Regularly review and update internal compliance manuals and guidelines. Stakeholder Collaboration: Advise senior management on compliance-related matters and provide strategic input on regulatory developments. Work closely with cross-functional teams, including Legal, Risk, and Operations, to maintain a cohesive compliance culture. Key Requirements Experience: Minimum of 2 years of experience in compliance, with a focus on AML, KYC, and risk management. Proven experience in a compliance role Experience in real estate / real assets Education & Certification: Bachelor’s degree in Law, Finance, Business, or a related field is preferred but no a must Relevant professional certifications (e.g., ICA, ACAMS, or equivalent) are highly desirable. Technical Knowledge: In-depth understanding of AML and KYC regulations, particularly as they apply to the real assets and real estate sectors. Familiarity with global regulatory frameworks and their implications for investment management firms. Skills: Strong analytical skills with the ability to assess and mitigate risks effectively. Excellent communication and interpersonal skills for stakeholder engagement and training delivery. High attention to detail and the ability to manage multiple priorities in a fast-paced environment. What We Offer Competitive salary and benefits package. Opportunity to work with a leading global investment management firm. A dynamic and collaborative work environment that values professional growth and development. Training towards relevant compliance certifications A friendly compliance culture Next Steps Apply to the role with your up-to-date CV or email me at w.proudfootx4-technology.com If successful: Interviews will be taking place between Monday-Wednesday (20-22nd Jan)