Funds Compliance Manager - Investment FinTech
Location: London (Hybrid – 2 days office, 3 days WFH per week)
Salary: To £75k - £85k + shares + benefits
This FinTech has a 4.9 Glassdoor score, with staff praising its supportive and motivated people, great work culture, and opportunities for learning and growth.
The Risk & Compliance function has grown significantly, creating opportunities for career development.
You will advise on new investment product development, monitor products and services, and undertake periodic reviews of the firm's investment product portfolio and processes.
Key requirements include several years' Compliance experience focused on funds / investment products, detailed knowledge of UK regulatory requirements, and excellent communication and stakeholder management skills.
Key responsibilities:
* Advising on new investment product development
* Monitoring products and services
* Undertaking periodic reviews of the firm's investment product portfolio and processes
Requirements:
* Several years' Compliance experience focused on funds / investment products
* Detailed knowledge of UK regulatory requirements (MiFID, MAR, UCITS etc.)
* Excellent communication and stakeholder management skills