Direct message the job poster from Barclay Simpson
I help banks and financial services firms hire regulatory compliance professionals.
Director – Regulatory Affairs
A newly created role supporting increased regulatory interactions and requests. This position sits within Central Compliance and focuses on regulatory liaison, affairs, horizon scanning, regulatory enquiries, and audit requests. The primary responsibility is managing regulatory responses, ensuring accuracy and consistency before submission, and mitigating regulatory risk.
Key Responsibilities:
* The role involves owning and managing regulatory request processes, working closely with internal stakeholders to draft, review, and ensure the accuracy of responses while also handling internal and external audit requests, overseeing quality control, and ensuring timely submissions.
* It involves maintaining and periodically reviewing the group’s legal entity licenses and permissions.
* It requires tracking and submitting management information related to regulatory and audit requests, as well as coordinating and supporting regulatory on-site visits, reviews, and examinations, including logistics and scheduling.
* The role also includes monitoring and assessing regulatory developments, maintaining the group’s regulatory roadmap and related reporting, participating in industry working groups, and collaborating with internal teams to evaluate regulatory changes.
Skills & Experience:
* Strong banking experience with a deep understanding of UK regulatory frameworks (SMCR, MiFID, MAR).
* Experience handling FCA regulatory requests and interactions.
* Excellent stakeholder management skills, including engagement with Legal, Risk, Finance, and Front Office.
* Hands-on approach—sourcing, vetting, challenging, and following up on data before presenting it to senior management.
* Strong interpersonal and communication skills, with experience in drafting regulatory responses.
Seniority level: Director
Employment type: Full-time
Job function: Finance
Please contact me for more information including salary at Ne@barclaysimpson.com.
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