Compliance Monitoring Officer
Description
We are seeking a Compliance Monitoring Officer to join our client, a leading financial planning and wealth management firm.
This role is responsible for undertaking the risk-based second-line monitoring function to ensure the effectiveness of our operations.
Responsibilities:
* To conduct second-line defence compliance monitoring reviews for identifying potential risks and vulnerabilities.
* To evaluate the implementation and maintenance of regulatory requirements and industry standards.
* To assess the adequacy and effectiveness of internal controls and risk management processes.
Requirements
This role requires a strong understanding of regulatory requirements and industry standards. The ideal candidate will have excellent analytical and problem-solving skills, with the ability to communicate complex issues effectively.
Salary
The estimated salary for this role is $85,000 - $110,000 per annum, depending on experience.