Job Title Group Compliance Monitoring Senior Analyst Department Compliance-BG-UK Overview of Department Purpose of Role Like any company, we can’t afford to stand still. We’ll only succeed by staying at the forefront of our industry. To help us keep achieving that, our people share ideas and collaborate to develop new and better ways of working. While many organisations describe themselves as ‘team focused’, it genuinely is the case here. It’s how we are. Reporting directly to the Group Compliance Monitoring Senior Manager, you will play a key role in supporting the business in the management of global regulatory risk through the development and implementation of a robust and dynamic compliance monitoring programme. Experienced in delivering assurance activities with expertise in a range of regulatory areas. You’ll be able to look at these through an Assurance lens whilst having a passion for innovation helping to shape the future of our monitoring function. Responsibilities Support in the overall planning, implementation and successful delivery of the Group Compliance Monitoring Plan. Driving continuous change and improvement across all aspects of monitoring work. Designing and conducting regular monitoring tests, concluding on these tests, producing recommendations, and following up with the business areas where relevant. Taking the lead on thematic reviews. With support from senior team members, scoping, planning, testing, completion and reporting on final results. Liaising with relevant business areas throughout the scoping, testing and reporting phases. Taking responsibility for working with the business areas to ensure that any agreed findings and actions from reviews are resolved within agreed timeframes. Becoming a subject matter expert – making sound judgements and decisions and escalating where necessary. Sharing knowledge throughout the team. Keeping up to date on regulatory developments relevant to responsibilities, proposing and implementing solutions as appropriate. Take responsibility for representing the monitoring team on business and regulatory projects as required Demonstrate the ability to prioritise workload and communicate this to your manager. Be innovative in your approach to utilising software and technology to ensure the team operates as efficiently and effectively as possible. Your Knowledge and Experience: Proven significant experience in assurance, ideally with an emphasis on financial crime (e.g., Money Laundering, Economic Sanctions, Bribery & Corruption, Modern Slavery, Fraud and Market Abuse). Relevant experience using technology and data. Appropriate knowledge of regulatory requirements aligning closely with the firm’s global footprint. Financial Services experience, preferably within a Financial Institution or Asset Manager. The type of candidate that we’re looking for: Communicate effectively and professionally with people at all levels across the firm, and build relationships with key stakeholders. Strong analytical skills with excellent attention to detail Good level of competence to work with internal and 3rd party software. A passion for embracing technology. Proactively review and seek to improve our existing processes and practices, contributing towards the ongoing development of a market leading programme. Ability to deliver high quality results. Innovative and forward thinking, with a desire to help shape the future of compliance monitoring. Take ownership of issues and challenges and proactively work to resolve them. Ability to take a truly global approach to compliance monitoring in order to ensure the programme covers our 14 global regulators. Critical Skills: Data literacy Digital effectiveness Improvement mindset Storytelling Systems thinking Team working Closing Date May 6, 2025 At Baillie Gifford we are committed to fostering an inclusive and respectful culture in which each of our colleagues can thrive and develop. We believe that our clients are best served by a diverse workforce with the experiences, ideas and perspectives that this brings. If you are currently working at Baillie Gifford as an employee or contractor please apply to this job from the firm's Workday internal career site.